This self-assessment is intended to capture how fiduciary oversight responsibilities are currently understood — not to evaluate whether those responsibilities are being met.

Please answer based on your current knowledge and experience today. If you are unsure how something is handled or documented, selecting “Unsure” is appropriate and common.

• Estimated time: 5–7 minutes

• Responses are Yes / No / Unsure

• This is not a compliance review or determination

• This assessment does not evaluate investment performance

• Completing this assessment does not create a fiduciary or advisory relationship